Overview
Attached to Private Wealth Business Compliance & Governance Department.
This position within the Private Wealth BCCO unit and is responsible for supporting our Front Office to complete the periodic reviews for our existing clients.
Responsibilities
Review client’s profile during periodic review to ensure conformity to internal and regulatory requirements on AML/CFT/CDD standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating.
Accurately identify gaps (if any) in client's source of wealth and assess the plausibility in line with MAS and the Bank’s expectations.
Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation.
Ensure name screening alerts are handled according to Bank guidelines and procedures.
Other adhoc duties as assigned
Jessica Nguyen Huynh Thanh Truc
CEI Reg.
No. R
EA License No. 99C4599
We regret that only shortlisted candidates will be notified.
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