Client Due Diligence Control Analyst

Job description

This is an exciting opportunity to join Barclays as a Client Due Diligence Control Analyst.

You will pay a critical role in the strategic buildout of the Private Bank Singapore platform.

Embedded within the Client Lifecycle Management (CLM) operations function, this role support Private Bank by ensuring that all client onboarding activities meet stringent business standard, global Anti- Money Laundering (AML)p policies, and local regulatory requirements.

The role holder will be responsible for conducting thorough CDD reviews, ensuring technical sign-off of client flies, and maintaining compliance with local operational procedures.

Key responsibilities include reviewing client documentation, liaising with front office teams, and engaging with business, risk and financial crime stakeholders to uphold the integrity of the client onboarding process.

Barclays is required by law to confirm that you have the Legal Right to Work in any role that you apply for.

If you currently hold a work visa sponsored by Barclays, or you would require sponsorship from Barclays, you must declare this as part of your application.

Sponsored visas are role and entity specific and any changes must be reviewed.

It is important that you ensure you are working on the correct visa at all times.

Failure to accurately disclose your visa status or Legal Right to Work may result in your application or any employment offer being withdrawn at any time.

Purpose of the role

To support PBWM with day-to-day processing, reviewing, reporting, and issue resolution.

Accountabilities

• Support with day-to-day Private Bank and Wealth Management initiatives including processing, reviewing, reporting, and issue resolution with regards to accounts, products and services.
  
  
• Support the management of the banks client relations to clearly identify their needs and provide a service that meets expectations.
  
  
• Collaboration with teams across the bank to align and integrate Private Bank and Wealth Management processes.
  
  
• Identification of areas for improvement and providing recommendations for change in Private Bank and Wealth Management processes.
  
  
• Development and implementation of Private Bank and Wealth Management procedures and controls to mitigate risks and maintain operational efficiency.
  
  
• Development of reports and presentations on Private Bank and Wealth Management performance and communicate findings to internal senior stakeholders.
  
  
• Identification of industry trends and developments to implement best practice in Private Bank and Wealth Management Services.
  
  
• Participation in projects and initiatives to improve Private Bank and Wealth Management efficiency and effectiveness.
  
  

Analyst Expectations

• To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.
  
  
• Requires in-depth technical knowledge and experience in their assigned area of expertise
• Thorough understanding of the underlying principles and concepts within the area of expertise
• They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.
  
  
• If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard.
  
  The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
  
  
• OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate.
  
  
• Will have an impact on the work of related teams within the area.
  
  
• Partner with other functions and business areas.
  
  
• Takes responsibility for end results of a team's operational processing and activities.
  
  
• Escalate breaches of policies / procedure appropriately.
  
  
• Take responsibility for embedding new policies/ procedures adopted due to risk mitigation.
  
  
• Advise and influence decision making within own area of expertise.
  
  
• Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to.
  
  Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.
  
  
• Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function.
  
  
• Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
  
  
• Make evaluative judgements based on the analysis of factual information, paying attention to detail.
  
  
• Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.
  
  
• Guide and persuade team members and communicate complex / sensitive information.
  
  
• Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.
  
  

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right.

They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

Required Skill Profession

Other General