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Urgent! Director/VP - Compliance Officer, Alternative Asset Management Job Opening In Singapore, Singapore – Now Hiring SMBC Group

Director/VP Compliance Officer, Alternative Asset Management



Job description

Responsibilities

Regulatory Compliance

  • Liaise with MAS and other regulatory bodies on regulatory filings/submissions, inspections, and reporting obligations.

  • Monitor regulatory developments and ensure timely implementation of new MAS requirements, guidelines, and circulars.
  • Policies & Procedures

  • Develop and maintain compliance policies, procedures, and internal controls to meet MAS and global regulatory requirements.

  • Ensure compliance frameworks are tailored to the unique operational characteristics and risks of our investment strategies.
  • Monitoring & Surveillance

  • Oversee the compliance monitoring and testing program, including trade surveillance, AML/CFT screening, and personal account dealing reviews where applicable.

  • Conduct or coordinate with group departments on compliance reviews and internal audits

  • Monitoring regulatory developments and updating internal policies accordingly.
  • AML/CFT & KYC

  • Work closely with fund administrators and act as the designated AML Officer and/or Money Laundering Reporting Officer (MLRO), where applicable.

  • Ensure adherence to MAS AML/CFT guidelines and global standards for investor onboarding and ongoing monitoring, especially in complex fund structures.
  • Training & Advisory

  • Provide compliance advisory support to investment, operations, and distribution teams on fund structuring, product launches, and cross-border activities.

  • Lead regular staff training sessions on compliance, AML, and conduct risk topics relevant to alternative investments.
  • Governance & Reporting

  • Prepare and present regular compliance reports to the Board, CEO, and relevant committees.

  • Support the risk management function and collaborate with internal/external audit teams.

  • Coordinate with internal legal/compliance teams on group-level compliance activities
  • Requirements

  • A bachelor’s degree with good academic results from a good university, in Law, Accounting, Business or related discipline.

  • 10 years of relevant Compliance experience in financial services.

    Candidates from alternative investment funds are preferred.

  • Good working knowledge of the investment management industry and financial products.

  • Strong analytical skills and ability to demonstrate and articulate a clear thought process in analyzing regulatory and compliance issues.

    Diligent with attention to details.

  • Ability to perform processes and controls using Compliance systems.

  • A proactive, confident, and highly motivated person who is able to work both independently and as a member of the team and with an ability to multitask.

  • Effective communication skills with clear and succinct written and oral communication and interpersonal skills.

  • Required Skill Profession

    Operations Specialties Managers



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