Executive Director, Group Head CDD Group, Financial Crime Middle Office

Job Responsibilities

• Conduct due diligence on new and/or existing customers, including risk assessment, understand client i.e., ownership and deal structures, perform enhanced due diligence on high-risk customers, screening assessments.
  
  
• Conduct periodic and trigger reviews to ensure customer profiles are up to date and reflect risk factors correctly.
  
  Ensure conformity to AML/KYC policy/standards.
  
  
• Ensure that all customer KYC risk profiles are complete and accurately reflect the nature of the customer’s business and purpose of the relationship, including all screening hits have been adjudicated and mitigations have been established.
  
  
• Re-evaluate customer risk levels periodically and to action on any significant changes.
  
  
• Assess issues of potential non-compliance, provide recommendations and, together with the KYC Manager, Team Lead and/or senior KYC management, work with areas involved to resolve and implement improved controls.
  
  
• Work with CPDAP to determine the appropriate actions for identified red flags.
  
  
• Onboarding/Offboarding - collect and verify customer information and documentation for