Know ATS Score
CV/Résumé Score
  • Expertini Resume Scoring: Our Semantic Matching Algorithm evaluates your CV/Résumé before you apply for this job role: Financial Crime Compliance Manager, Compliance.
Singapore Jobs Expertini

Urgent! Financial Crime Compliance Manager, Compliance Job Opening In Singapore, Singapore – Now Hiring CLSA Global Markets Pte Ltd

Financial Crime Compliance Manager, Compliance



Job description

**Key Areas of Responsibilities**The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management.

The primary responsibilities include, amongst others:* Acts as the Senior Manager under the MAS Guidelines on Individual Accountability & Conduct responsible for financial crime prevention, and is principally responsible for managing the AML/CFT risks of all CLSA SG Entities in accordance with MAS Notice SFA 04-N02 and its associated guidelines, and the CLSA group AML/CFT policy.* Conducts Enterprise-Wide Risk Assessment on Money Laundering and Terrorism Financing for all CLSA SG Entities.* Acts as the MLRO for all CLSA SG Entities, and is responsible for effective monitoring of all business relationships and client transactions to identify all potential irregularities and suspicions from AML/CFT perspective, and submitting STRs to the MAS/CAD in a timely manner.* Monitors the daily operations of the CLSA SG Entities and ensure that adequate financial crime prevention measures are adopted in accordance with all regulations, policies and procedures.* Advises management, businesses, operations and support teams on AML/CFT requirements, so as to facilitate client on-boarding, business initiatives and negotiations* Reviews KYC measures conducted by the client onboarding team and conducts periodic reviews on the KYC documentations that are maintained to ensure that all applicable regulatory and internal requirements are adhered with.* Ensures all clients of CLSA SG Entities are given appropriate AML/CFT risk ratings and enhanced CDD measures are implemented for all high risk clients.* Assists with ad-hoc checks, risk reviews, remediation and screenings of clients, vendors, counterparties as and when needed.* Monitors development and provides key updates on related AML/CFT laws, regulations and risk trends and to escalate any key or high risk financial crime compliance issues.* Provides advice/collaborate with the business and relevant support functions in the development of AML/CFT controls, processes and procedures to ensure risks are effectively identified and mitigated.* Represents the Financial Crime Compliance function during New Product Approval process, provides financial crime prevention related advice and ensure that such requirements are delivered.* Examines the appropriateness of the group’s financial crime related policies (amongst others, AML/CFT policy, Anti-Bribery and Corruption policy and Sanctions policy), practices and actions and make any necessary amendments or changes so that these are appropriate for the operations of the regulated business activities of the CLSA SG Entities.* Conducts Financial Crime related trainings for Singapore staff as may be required, and ensure all relevant staff completes the trainings.* Conducts monitoring to ensure that all relevant businesses and employees comply with the relevant Financial Crime related policies.* Timely escalations to the Head of Compliance Singapore, the Regional Head of Financial Crime Compliance, and local management on all material AML/CFT issues or exceptions pertaining to CLSA SG Entities.* Provide monthly Financial Crime Compliance updates to local management, and periodic updates to the board of directors of CLSA SG Entities.* Handles MAS, SGX, internal and external audits relating to AML/CFT focus areas.**Requirements*** Bachelor’s degree or above in Law, Accounting or related discipline.* Minimum 10 years of relevant experience in compliance.

With relevant account opening and KYC experience, some of which must be within a financial institution.* Experience in Financial Crime, including significant retail, wealth management, institutional brokerage experience.* Extensive knowledge in securities laws, specifically the SFC regulations, AMLO, operations, products and services, especially those of Hong Kong.* Strong attention to detail, organisational and multi-tasking skills.* Ability to manage competing stakeholders.* Self-motivated, independent and pleasant personality with excellent inter-personal skills.* Demonstrated leadership ability as well as sound Management skills (to develop, guide and direct team members).* Excellent analytical skills with the ability to analyse large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.* Quick logical thinking ability.* Good presentation skills.* Proficient in Microsoft Office Applications for both data collection and interpretation of the results that can presented clearly and concisely.* Certified with Financial Crime/AML related certifications/qualifications e.g ACAMS.* Excellent command of both spoken and written English.**Stay informed on CITIC CLSA Job Opportunities****job alert** to receive our latest job openings that meet your interest.


#J-18808-Ljbffr


Required Skill Profession

Other General



Your Complete Job Search Toolkit

✨ Smart • Intelligent • Private • Secure

Start Using Our Tools

Join thousands of professionals who've advanced their careers with our platform

Rate or Report This Job
If you feel this job is inaccurate or spam kindly report to us using below form.
Please Note: This is NOT a job application form.


    Unlock Your Financial Crime Potential: Insight & Career Growth Guide


  • Real-time Financial Crime Jobs Trends in Singapore, Singapore (Graphical Representation)

    Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph below. This graph displays the job market trends for Financial Crime in Singapore, Singapore using a bar chart to represent the number of jobs available and a trend line to illustrate the trend over time. Specifically, the graph shows 2907 jobs in Singapore and 2717 jobs in Singapore. This comprehensive analysis highlights market share and opportunities for professionals in Financial Crime roles. These dynamic trends provide a better understanding of the job market landscape in these regions.

  • Are You Looking for Financial Crime Compliance Manager, Compliance Job?

    Great news! is currently hiring and seeking a Financial Crime Compliance Manager, Compliance to join their team. Feel free to download the job details.

    Wait no longer! Are you also interested in exploring similar jobs? Search now: .

  • The Work Culture

    An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at CLSA Global Markets Pte Ltd adheres to the cultural norms as outlined by Expertini.

    The fundamental ethical values are:
    • 1. Independence
    • 2. Loyalty
    • 3. Impartiality
    • 4. Integrity
    • 5. Accountability
    • 6. Respect for human rights
    • 7. Obeying Singapore laws and regulations
  • What Is the Average Salary Range for Financial Crime Compliance Manager, Compliance Positions?

    The average salary range for a varies, but the pay scale is rated "Standard" in Singapore. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

  • What Are the Key Qualifications for Financial Crime Compliance Manager, Compliance?

    Key qualifications for Financial Crime Compliance Manager, Compliance typically include Other General and a list of qualifications and expertise as mentioned in the job specification. Be sure to check the specific job listing for detailed requirements and qualifications.

  • How Can I Improve My Chances of Getting Hired for Financial Crime Compliance Manager, Compliance?

    To improve your chances of getting hired for Financial Crime Compliance Manager, Compliance, consider enhancing your skills. Check your CV/Résumé Score with our free Tool. We have an in-built Resume Scoring tool that gives you the matching score for each job based on your CV/Résumé once it is uploaded. This can help you align your CV/Résumé according to the job requirements and enhance your skills if needed.

  • Interview Tips for Financial Crime Compliance Manager, Compliance Job Success
    CLSA Global Markets Pte Ltd interview tips for Financial Crime Compliance Manager, Compliance

    Here are some tips to help you prepare for and ace your job interview:

    Before the Interview:
    • Research: Learn about the CLSA Global Markets Pte Ltd's mission, values, products, and the specific job requirements and get further information about
    • Other Openings
    • Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.
    • Dress Professionally: Choose attire appropriate for the company culture.
    • Prepare Questions: Show your interest by having thoughtful questions for the interviewer.
    • Plan Your Commute: Allow ample time to arrive on time and avoid feeling rushed.
    During the Interview:
    • Be Punctual: Arrive on time to demonstrate professionalism and respect.
    • Make a Great First Impression: Greet the interviewer with a handshake, smile, and eye contact.
    • Confidence and Enthusiasm: Project a positive attitude and show your genuine interest in the opportunity.
    • Answer Thoughtfully: Listen carefully, take a moment to formulate clear and concise responses. Highlight relevant skills and experiences using the STAR method.
    • Ask Prepared Questions: Demonstrate curiosity and engagement with the role and company.
    • Follow Up: Send a thank-you email to the interviewer within 24 hours.
    Additional Tips:
    • Be Yourself: Let your personality shine through while maintaining professionalism.
    • Be Honest: Don't exaggerate your skills or experience.
    • Be Positive: Focus on your strengths and accomplishments.
    • Body Language: Maintain good posture, avoid fidgeting, and make eye contact.
    • Turn Off Phone: Avoid distractions during the interview.
    Final Thought:

    To prepare for your Financial Crime Compliance Manager, Compliance interview at CLSA Global Markets Pte Ltd, research the company, understand the job requirements, and practice common interview questions.

    Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the CLSA Global Markets Pte Ltd's products or services and be prepared to discuss how you can contribute to their success.

    By following these tips, you can increase your chances of making a positive impression and landing the job!

  • How to Set Up Job Alerts for Financial Crime Compliance Manager, Compliance Positions

    Setting up job alerts for Financial Crime Compliance Manager, Compliance is easy with Singapore Jobs Expertini. Simply visit our job alerts page here, enter your preferred job title and location, and choose how often you want to receive notifications. You'll get the latest job openings sent directly to your email for FREE!