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Head of Risk and Compliance (FA Firm) Job Opening In Singapore, Singapore – Now Hiring Oliver James


Job description

Job Opportunity: Head of Compliance - Financial Advisory Firm

Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms

The Head of Compliance will be responsible for:

  • Leading the development and implementation of compliance policies and procedures across the organization.
  • Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
  • Managing and overseeing compliance projects
  • Providing strategic guidance to senior management on compliance matters and risk management.
  • Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
  • Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
  • Staying updated on new legislation and regulatory requirements that impact the business.
  • Key Skills:

  • Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
  • Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
  • Excellent knowledge of local and international regulatory requirements and standards.
  • Proven track record of developing and implementing effective compliance policies and procedures.
  • Exceptional analytical and problem-solving abilities.
  • Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
  • Detail-oriented with an ability to oversee projects from origin through execution.
  • Required Skill Profession

    Other Management Occupations


    • Job Details

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    The Work Culture

    An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Oliver James adheres to the cultural norms as outlined by Expertini.

    The fundamental ethical values are:

    1. Independence

    2. Loyalty

    3. Impartiapty

    4. Integrity

    5. Accountabipty

    6. Respect for human rights

    7. Obeying Singapore laws and regulations

    What Is the Average Salary Range for Head of Risk and Compliance (FA Firm) Positions?

    The average salary range for a varies, but the pay scale is rated "Standard" in Singapore. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

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    Key qualifications for Head of Risk and Compliance (FA Firm) typically include Other Management Occupations and a list of qualifications and expertise as mentioned in the job specification. The generic skills are mostly outlined by the . Be sure to check the specific job listing for detailed requirements and qualifications.

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    Interview Tips for Head of Risk and Compliance (FA Firm) Job Success

    Oliver James interview tips for Head of Risk and Compliance (FA Firm)

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    Before the Interview:

    Research: Learn about the Oliver James's mission, values, products, and the specific job requirements and get further information about

    Other Openings

    Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.

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    Final Thought:

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