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Urgent! Market Conduct Investigator Job Opening In Singapore, Singapore – Now Hiring Prudential plc

Market Conduct Investigator



Job description

Prudential’s purpose is to be partners for every life and protectors for every future.

Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners.

We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions.

We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

The role of the Market Conduct Investigator reports to the Lead – Market Conduct Investigation.

You are required to support the Lead in investigating into any complaints or allegations of serious misconduct, administering the Fit & Proper framework by providing assessment and recommendations on candidates with adverse findings or issues.

Job Description

1) Investigation

  • Investigate any complaints or allegations of serious misconduct in a fair, independent and prompt manner.
  • Mete out the prescribed sanction(s) in accordance of the internal policy for any breaches of sales conduct by the distribution channels.
  • Be competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS’ business rules.
  • 2) Fitness and Propriety Assessment

  • Provide sound assessment and recommendations on new candidates with adverse findings/issues and existing representatives that are placed on enhanced due diligence monitoring.
  • Provide support and advice to business on matters relating to ongoing due diligence of existing representatives.
  • 3) Others

  • Undertake ad-hoc tasks, projects or reviews as directed by Lead – Market Conduct Investigation and Head – Sales Surveillance & Investigation.
  • Who we are looking for:

    Competencies & Personal Traits

  • Self-motivated and driven.
  • Analytical and attentive to details.
  • Basic understanding of the insurance industry and operations.
  • Basic knowledge of regulations and industry guidelines applicable to the insurance/financial industry such as Insurance Act, Financial Advisers Act (FAA) and its subsidiary regulations, Monetary Authority of Singapore (MAS) regulations, Central Provident Fund (CPF) Board regulations, Life Insurance Association (LIA) guidelines.
  • Working Experience:

  • At least 3-5 years of experience in a compliance role in a financial institution or similar institution.
  • Preferably with experience in investigation into customers’ complaint and dealing with Distribution functions.
  • Professional Qualifications:

  • Preferably with Insurance-related certifications [e.g. FLMI (LOMA), CMFAS Module 5, 9, 9A & Health Insurance].
  • Education:

  • Degree, preferably in Business, Insurance or Finance related fields.

  • Required Skill Profession

    Business Operations Specialists



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      Unlock Your Market Conduct Potential: Insight & Career Growth Guide


    • Real-time Market Conduct Jobs Trends in Singapore, Singapore (Graphical Representation)

      Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph below. This graph displays the job market trends for Market Conduct in Singapore, Singapore using a bar chart to represent the number of jobs available and a trend line to illustrate the trend over time. Specifically, the graph shows 833 jobs in Singapore and 766 jobs in Singapore. This comprehensive analysis highlights market share and opportunities for professionals in Market Conduct roles. These dynamic trends provide a better understanding of the job market landscape in these regions.

    • Are You Looking for Market Conduct Investigator Job?

      Great news! is currently hiring and seeking a Market Conduct Investigator to join their team. Feel free to download the job details.

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    • The Work Culture

      An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Prudential plc adheres to the cultural norms as outlined by Expertini.

      The fundamental ethical values are:
      • 1. Independence
      • 2. Loyalty
      • 3. Impartiality
      • 4. Integrity
      • 5. Accountability
      • 6. Respect for human rights
      • 7. Obeying Singapore laws and regulations
    • What Is the Average Salary Range for Market Conduct Investigator Positions?

      The average salary range for a varies, but the pay scale is rated "Standard" in Singapore. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

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    • Interview Tips for Market Conduct Investigator Job Success
      Prudential plc interview tips for Market Conduct Investigator

      Here are some tips to help you prepare for and ace your job interview:

      Before the Interview:
      • Research: Learn about the Prudential plc's mission, values, products, and the specific job requirements and get further information about
      • Other Openings
      • Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.
      • Dress Professionally: Choose attire appropriate for the company culture.
      • Prepare Questions: Show your interest by having thoughtful questions for the interviewer.
      • Plan Your Commute: Allow ample time to arrive on time and avoid feeling rushed.
      During the Interview:
      • Be Punctual: Arrive on time to demonstrate professionalism and respect.
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      • Answer Thoughtfully: Listen carefully, take a moment to formulate clear and concise responses. Highlight relevant skills and experiences using the STAR method.
      • Ask Prepared Questions: Demonstrate curiosity and engagement with the role and company.
      • Follow Up: Send a thank-you email to the interviewer within 24 hours.
      Additional Tips:
      • Be Yourself: Let your personality shine through while maintaining professionalism.
      • Be Honest: Don't exaggerate your skills or experience.
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      Final Thought:

      To prepare for your Market Conduct Investigator interview at Prudential plc, research the company, understand the job requirements, and practice common interview questions.

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