Regulatory Position Reporting- Contract/ Central Singapore

Job Description Job Overview:

The Regulatory Operations Reporting & Monitoring team responsibilities include re-engineering, implementing control/risk management improvements, as well as partnering with the Business, Project Management and IT to ensure that order, trade, transaction and position reporting to various exchanges and industry related self-regulatory organizations is complete and accurate.

This role requires an energetic individual that can liaise with various groups supporting our regional businesses to analyze our regulatory reporting and monitoring control infrastructure and the rules and operational/technical processes strategically.

This is accomplished by working with the various business partners on project and production responsibilities to improve and maintain the quality of the firms regulatory reporting



Responsibilities:

Validate and prepare for accurate daily, weekly or monthly regulatory reports
Timely investigation and resolution of exceptions generated during the reporting process/cycle;
Engage in the testing and implementation of rule changes that impact reporting processes;
Document functional requirements for technology to describe the required changes to reporting processes as a result of rule changes or other change management initiatives;
Recommend infrastructure and reporting improvements;
Proactively assist the business, operations, compliance, and IT management in understanding the impact of business initiative;
Analyze regulatory inquiries;
Manage maintenance of procedures and other documents relating to the team;
Maintain a strong focus on streamlining inefficient processes, drive forward solutions to remediate production issues in order to improve control, accuracy and timeliness;