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Urgent! Senior Associate, Regulatory Compliance, APAC Job Opening In Singapore, Singapore – Now Hiring StoneX
Overview
Class: Full-time AND Permanent
Legal Entity: StoneX Financial Pte.
Ltd
Organization: StoneX Financial Pte.
Ltd
Report to: Head of Compliance, APAC
Company Overview:
Connecting clients to markets – and talent to opportunity
With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.
At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem.
As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise.
Elevate your career with us and make a significant impact in the world of global finance.
Business Segment Overview
Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently.
From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.
Responsibilities
Position Purpose:
In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee (for dealing in capital markets product), an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a Registered Dealer of Precious Stones and Metals.
StoneX is also a Trading Member of SGX-DT and a Clearing Member of SGX-DC.
In Hong Kong, StoneX is regulated by SFC for Dealing in Securities and in Futures Contracts.
This expansion role at StoneX will manage regulatory compliance and reputational risks by ensuring adherence to laws and regulations, advising businesses (such as Derivatives, Retail CFDs, etc), updating policies and procedures to comply with regulatory requirements, managing audits and inquiries, and conducting compliance reviews and testings.
Primary duties will include:
Qualifications
To land this role you will need:
What makes you stand out:
Education / Certification Requirements:
Working environment:
#LI-OnSite #LI-KV1
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Unlock Your Senior Associate Potential: Insight & Career Growth Guide
Real-time Senior Associate Jobs Trends in Singapore, Singapore (Graphical Representation)
Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph below. This graph displays the job market trends for Senior Associate in Singapore, Singapore using a bar chart to represent the number of jobs available and a trend line to illustrate the trend over time. Specifically, the graph shows 36881 jobs in Singapore and 32683 jobs in Singapore. This comprehensive analysis highlights market share and opportunities for professionals in Senior Associate roles. These dynamic trends provide a better understanding of the job market landscape in these regions.
Great news! StoneX is currently hiring and seeking a Senior Associate, Regulatory Compliance, APAC to join their team. Feel free to download the job details.
Wait no longer! Are you also interested in exploring similar jobs? Search now: Senior Associate, Regulatory Compliance, APAC Jobs Singapore.
An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at StoneX adheres to the cultural norms as outlined by Expertini.
The fundamental ethical values are:The average salary range for a Senior Associate, Regulatory Compliance, APAC Jobs Singapore varies, but the pay scale is rated "Standard" in Singapore. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.
Key qualifications for Senior Associate, Regulatory Compliance, APAC typically include Business Operations Specialists and a list of qualifications and expertise as mentioned in the job specification. Be sure to check the specific job listing for detailed requirements and qualifications.
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Here are some tips to help you prepare for and ace your job interview:
Before the Interview:To prepare for your Senior Associate, Regulatory Compliance, APAC interview at StoneX, research the company, understand the job requirements, and practice common interview questions.
Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the StoneX's products or services and be prepared to discuss how you can contribute to their success.
By following these tips, you can increase your chances of making a positive impression and landing the job!
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