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Urgent! Senior Compliance Manager Job Opening In Singapore, Singapore – Now Hiring Alta Exchange
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Senior Compliance Manager
role at
Alta Exchange
19 hours ago Be among the first 25 applicants
Join to apply for the
Senior Compliance Manager
role at
Alta Exchange
We’re Building the Future of Capital Markets;
enabling entrepreneurship, job creation, financial inclusion, and economic resilience
As Asia's largest licensed digital securities exchange for alternative investments, Alta is at the forefront of building critical capital market infrastructure.
We believe that access to capital markets are pivotal in all economies, we recognize that our role in building this critical infrastructure goes beyond facilitating trades; it paves the way for entrepreneurship, job creation, financial inclusion, and economic resilience, fostering a brighter future for emerging markets and economies.
Empowering Private Markets : Through our Digital Exchange, we enable the tokenization and digital custody of alternative assets.
This end-to-end solution simplifies and expedites the trading of smaller asset blocks, ultimately facilitating access and liquidity in private markets.
Innovative Financial Ecosystem : Our journey has seen us transition from securities trading and distribution of comprehensive products, including equities, private credit, funds, and asset-backed securities (“ABS”) (representing Real World Assets (RWA) like whiskies, wines, art, watches, and real estate) to include fund management and digital custody services.
As the only integrated securities exchange, brokerage, and fund management group with the necessary regulatory licenses and a proven track record in Southeast Asia, we are actively exploring new channels and partnerships to extend our impact to entrepreneurs and investors globally.
Established in 2016 and headquartered in Singapore, Alta operates offices globally.
We welcome energetic and creative individuals to be part of this ambitious journey with us.
About The Role
We are looking for a
Senior Compliance Manager
to join our team in Singapore.
This role will be responsible for our compliance function, ensuring that all operations and business activities adhere to regulatory requirements and internal policies.
Some Of The Key Responsibilities Include
Oversee compliance across Alta Group businesses in Singapore and Malaysia.
Refine, structure and manage and continually improve compliance activities, including monitoring, governance, compliance policies, programs, and reporting
Lead and/or contribute to company projects and initiatives involving regulatory compliance.
Keep track of key regulatory changes and work with stakeholders to advise relevant business divisions on the impact on businesses.
Provide regulatory advice to the Group
Participate in compliance risk assessments(including AML), reporting, reviews, testing, and provide compliance comments/advisory.
Update compliance related documents to reflect latest rules and regulations, industry best practices, and changes to MAS regulations, data protection laws, etc.
Build and develop compliance policies includingAML/CFT Sanctions Policy, Data Protection Policy, and Anti-Corruption &Bribery Policy, Work with the Legal Counsel in all MAS matters, coordinating regulatory inspections, preparing reports, and handling regulatory inquiries, attending to external audit, compiling Suspicious Transaction Reports (“STRs”),etc.
Conduct regular and timely compliance training for all staff.
Communicate with key internal and external stakeholders including regulators, auditors, vendors, etc.
About You
At least 5 years of relevant experience in compliance or related functions
Knowledge and understanding of financial markets.
Familiarity with Singapore regulations and requirements.
Experience working for a smaller fintech or startup - this role spans across a lot of areas and the candidate will need todeal with ambiguity.
Detail-oriented with the ability to multitask and meet deadlines with minimal supervision
Strong team player who is highly motivated, independent and with strong interpersonal skills.
Keen interest and understanding in cryptocurrency, blockchain technology and digital assets
Quality focused with a passion for continuous improvement in process and procedures
If you are interested, please send your resume to
a.exchange
Seniority level
Seniority level Mid-Senior level
Employment type
Employment type Full-time
Job function
Job function Legal
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Unlock Your Senior Compliance Potential: Insight & Career Growth Guide
Real-time Senior Compliance Jobs Trends in Singapore, Singapore (Graphical Representation)
Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph below. This graph displays the job market trends for Senior Compliance in Singapore, Singapore using a bar chart to represent the number of jobs available and a trend line to illustrate the trend over time. Specifically, the graph shows 33873 jobs in Singapore and 30411 jobs in Singapore. This comprehensive analysis highlights market share and opportunities for professionals in Senior Compliance roles. These dynamic trends provide a better understanding of the job market landscape in these regions.
Great news! Alta Exchange is currently hiring and seeking a Senior Compliance Manager to join their team. Feel free to download the job details.
Wait no longer! Are you also interested in exploring similar jobs? Search now: Senior Compliance Manager Jobs Singapore.
An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Alta Exchange adheres to the cultural norms as outlined by Expertini.
The fundamental ethical values are:The average salary range for a Senior Compliance Manager Jobs Singapore varies, but the pay scale is rated "Standard" in Singapore. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.
Key qualifications for Senior Compliance Manager typically include Other General and a list of qualifications and expertise as mentioned in the job specification. Be sure to check the specific job listing for detailed requirements and qualifications.
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Before the Interview:To prepare for your Senior Compliance Manager interview at Alta Exchange, research the company, understand the job requirements, and practice common interview questions.
Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the Alta Exchange's products or services and be prepared to discuss how you can contribute to their success.
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