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Urgent! Senior Regulatory Risk Manager Job Opening In Singapore, Singapore – Now Hiring beBeeCompliance

Senior Regulatory Risk Manager



Job description

Job Description

As a Compliance Advisor, you will play a crucial role in managing the Firm's regulatory risk and ensuring compliance with laws, regulations, rules, and internal policies and procedures.

You will assist in raising compliance standards across the Firm, ensuring consistency of compliance processes and controls, and providing advice on compliance issues.

Key Responsibilities:

  • Provide advisory services on compliance matters to regional Product Compliance teams, focusing on equities business.

  • Track and interpret regulatory changes, implementing solutions to address emerging risks.

  • Develop and maintain policies and procedures to ensure compliance with regulatory requirements.

  • Design and deliver training programs on compliance and regulatory topics.

  • Conduct compliance reviews, advising monitoring and testing teams on review design and resolution of action items.

Required Skills & Qualifications

To be successful in this role, you will require:

  • A minimum of 6 years' relevant experience in financial services, preferably in Singapore Country/Markets Compliance.

  • Experience working at a securities exchange or regulator is advantageous but not necessary.

  • A Bachelor's degree in Legal, Accounting, Business, or Finance.

  • Strong knowledge of MAS and SGX regulations, as well as sales and trading products and practices.

What You Can Expect from Morgan Stanley

Morgan Stanley is committed to maintaining high standards of excellence and client service.

We offer a supportive and inclusive environment where all individuals can maximize their potential.

Our skilled and creative workforce reflects a diverse range of backgrounds, talents, perspectives, and experiences.

We are proud to support our employees and their families throughout their work-life journey, offering attractive employee benefits and perks.

We are an equal opportunities employer, dedicated to recruiting, developing, and advancing individuals based on their skills and talents.

At Morgan Stanley, you will find opportunities to collaborate with talented colleagues, fueled by diverse backgrounds and experiences.


Required Skill Profession

Other General



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    Unlock Your Senior Regulatory Potential: Insight & Career Growth Guide


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