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WMSG Head of Financial Security Job Opening In Central Singapore Community Development Council – Now Hiring BNP Paribas


Job description

POSITION PURPOSE


Management and Oversight of the WMSG Compliance FS / KYC Team which is responsible for the Compliance processes of client onboarding and recertification for accounts booked in WMSG.

Responsibilities

Direct Responsibilities

  1. Acting as key personnel to handle FS / KYC/ AML matters.

  2. Managing FS/KYC/AML risk for WMSG with the following key responsibilities:

  3. Managing the Account Opening and & Recertification to ensure that accounts are opened or reviewed by Compliance on a timely basis, meeting both the regulatory and internal policies standards.

  4. Providing guidance to the Compliance officer in the FS/KYC Team both from technical and managerial support perspectives.

  5. Advising the Business on FS/KYC/AML policies and regulations.

  6. Participating in Client Acceptance Committee, including the approval of account opening and recertification cases.

  7. Ensuring there is an effective FSKYC/AML training program for the Business and support function staff.

  8. Presiding over NCF derogations and L3 Transaction Monitoring approvals.

  9. Working alongside with WMHK Compliance FS/KYC/AML teams to ensure regional policies and procedures are aligned with Head Office and regulatory standards.

  10. Undertaking and/or supporting ad-hoc FS/KYC/AML projects as and when required.

  11. Advising Business and support functions on FS/KYC/AML issue.

  12. Reviewing of escalation from Level 2 transaction monitoring team
  13. Reviewing draft STRs and coordinating the filing of STRs with WMSG Compliance and senior management of WMSG.

  14. To ensure timely submission of internal reports / MI to Head Office Compliance to Head Office Compliance and senior management

  15. Co-coordinating with Head Office Compliance, GFS, APAC FS Transversal and various stakeholders on policies, procedures and system changes in relation to FS/KYC/AML.

Contributing Responsibilities

  1. Liaising with internal/external auditors including responding to routine visits, audits and other enquiries linked to compliance issues.

  2. Supporting APAC Head of WM FS KYC Compliance & SG WM Compliance Representative in KYC related matters/ initiatives

TECHNICAL & BEHAVIORAL COMPETENCIES

  • Strong knowledge of Hong Kong & Singapore AML/CFT regulations and international standards.

  • Strong leadership capability.

  • Strong project management capability.

  • Good interpersonal skills.

SPECIFIC QUALIFICATIONS (IF REQUIRED)

  • University degree
  • At least 12-15 years of Compliance experience with minimum 8 years performing AML/CFT responsibilities.

Required Skill Profession

Other General


  • Job Details

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Unlock Your WMSG Head Potential: Insight & Career Growth Guide


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Are You Looking for WMSG Head of Financial Security Job?

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The Work Culture

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